Neva Consulting offers Compliance services to financial institutions, such as banks, insurance companies, global custodians, clearing houses and investment companies.

Given that the European and Belgian financial market is highly regulated to ensure that the integrity of the financial sector is safeguarded and that one of its requirements is to have an independent compliance function, Neva Consulting offers advisory and interim management services in the area of Compliance.

Therefore, Neva Consulting has with Vanessa Galhardo-Galhetas a Febelfin (Belgian Federation of the financial sector) Certified Compliance Officer that can support your Compliance function through interim management missions or advisory compliance services.

The expertise of Neva Consulting covers all areas of the National Bank of Belgium Circular on the Compliance function and in particular:

  • Compliance risk assessment
  • Deontology, Integrity and Ethics
  • Independence of Directors
  • Avoidance of Conflicts of Interests
  • Sound Corporate Governance
  • Fit and Proper Process
  • Outsourcing
  • Market Manipulation
  • AML
  • Sanctions Regimes

Moreover, Neva Consulting offers certified data protection officer services, in different areas of the General Data Protection Regulation. Services include data protection impact assessment, data registers, data protection clauses, confidentiality agreements and assistance with contacts with the Data Protection Supervisory Authorities.